Quality Manager Surrey
Job description
Superb opportunity to work for a company recognised as one of the best employers in 2023, known within the industry for developing people, offering genuine long-term career prospects Job Title/Location:Quality Manager, Surrey/WFH Salary:c.£50,000 + average bonus 15% (c.£7,500) + pension to 16% (c.£8,000) Office/WFH:2-3 days office based & 2-3 days WFH Requirements:QCF Level 4 with the Regulated Diploma in Financial Planning (or equivalent) + previous file/compliance monitoring or regulated adviser/supervisor experience Role Snapshot:Helping to ensure that investment and pensions advice is suitable, compliant and of a high standard before any recommendation is sent to the client The Company/Team:This global business has been expanding impressively over the last 2-3 years, growing established teams whilst also developing new functions and income streams. The Role:This Quality Manager role sits within our clients Wealth Management division. This function provides regulated financial advice and guidance to new and existing customers. The Quality Monitoring team is an integral part of ensuring the advice and guidance provided is suitable, compliant and of very high quality. The focus of the role is as follows: As part of the Quality Monitoring (QM) team, you will work in the front line, independent of, but working closely with regulated supervisors, ensuring that investment & pensions advice is suitable, compliant and of a high standard before recommendations are sent to the client. As an integral part of the Wealth Management guidance function, you will help ensure the guidance provided to customers is accurate, consistent, compliant and of a high standard. The business looks to the QM team to provide useful and supportive feedback & MI to advisers, consultants, supervisors and team leaders to help individuals improve in their current role. The QM function is ideally placed to identify potential process and policy improvements, liaising with colleagues in the compliance team when appropriate Experience/Skills Required:For this Quality Manager role, you must be qualified to QCF Level 4 with the CII Regulated Diploma in Financial Planning (or equivalent). It is vital you have current financial planning product knowledge (pensions, investments and/or tax) with previous file/compliance monitoring experience in a regulated environment, or experience as a regulated adviser/supervisor. Additional Information:The salary for this Quality Manager post is c.£50,000 with an average bonus of c.15% (£7,500) and company pension to 16% (£8,000). There is an excellent benefits package including free parking, free gym, subsidised canteens, WFH flexibility and great opportunities to develop further. Please apply below. Active Recruiting Consultants
