Compliance Monitoring Analyst

Compliance Monitoring Analyst London, England

5ivetech
Full Time London, England 28000 - 35000 GBP ANNUAL Today
Job description

Compliance Monitoring Analyst - permanent

I am working with an International Investment Group, specialising in Digital and Cryptocurrency, who are looking to strengthen their compliance team with the addition of a Compliance Monitoring Analyst.


THE RESPONSIBILITIES:

  • Conducting compliance monitoring activities as described in the Compliance Monitoring Program
  • Transactions and operations monitoring (uses the Know-Your-Transaction System), understanding and implementing real-time alerting were relevant.
  • Ensuring compliance with the firm’s policies and procedures
  • Supporting the creation and implementation of enhancements to the automated surveillance system, transaction- and communication monitoring framework and associated policies and procedures.
  • Helping to ensure that algorithmic trading requirements, understanding and implementing real-time alerting were relevant.
  • Developing and maintaining a broad knowledge of the firm’s business and regulatory framework
  • Developing good working relationships internally
  • Analysing alerts generated by the surveillance system, also manually or semi-automatically operation and transaction monitoring
  • Conducting transactional monitoring reviews
  • Writing reports that present monitoring results, capturing findings and actions
  • Ownership and tracking of agreed remedial actions through to conclusion.
  • Assisting to collate the relevant information for internal and external regulatory audits.
  • Developing and implementing robust procedures and processes applicable to monitoring function.
  • Other duties as required

EXPERIENCE REQUIRED:

  • Experience within Know-Your-Transaction Systems and Compliance Market Surveillance.
  • Understanding of market abuse
  • Good practical knowledge of market abuse and market manipulation.
  • Good AML/CTF knowledge
  • Good attention to detail and analytical skills
  • Ability to develop relationships internally and with customers and associates of company.
  • Ability to understand operations function, as well as front office activities.

Salary Package:

£ 28000.00 - 35000.00 (British Pound Sterling)

Compliance Monitoring Analyst
5ivetech

www.5ivetech.co.uk
Weybridge, United Kingdom
Unknown / Non-Applicable
1 to 50 Employees
Self-employed
Related Jobs

All Related Listed jobs

Ground Worker/Labourer
D H Group Malton Limited Malton, England 14 - 16 GBP HOURLY Today

Groundworker required with immediate start Experience required Pay subject to experience Job Type: Full-time Salary: 14.00-16.00 per hour Schedule: *

Senior Administrative Assistant x2
University of Warwick United Kingdom 24715 - 28131 GBP ANNUAL Today

To be responsible for the administration of ADCs professional development programmes, activities and events, alongside other administrative colleagues, and

Director of Operations Decision Support
British Airways Heathrow 33328 - 60000 GBP ANNUAL Today

Responsible for the continuous improvement of Operations systems and processes, including driving better automation, digitalisation etc.

Sales Advisor - Inbound
Uniting People Manchester, England 20000 - 22000 GBP ANNUAL Today

Advising customers on the most suitable products/ services. Being the first point of contact for customers. Building up relationships with customers.

project engineer
Aqueduct Recruitment Elland, England 50 - 25 GBP HOURLY Today

We've a full order book at Hilton Process Solutions and we need some extra firepower in our projects department. The work will be varied and...