Compliance Monitoring Analyst London, England
5ivetech
Full Time
London, England
28000 - 35000 GBP ANNUAL Today
Job description
Compliance Monitoring Analyst - permanent
I am working with an International Investment Group, specialising in Digital and Cryptocurrency, who are looking to strengthen their compliance team with the addition of a Compliance Monitoring Analyst.
THE RESPONSIBILITIES:
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Conducting compliance monitoring activities as described in the Compliance Monitoring Program
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Transactions and operations monitoring (uses the Know-Your-Transaction System), understanding and implementing real-time alerting were relevant.
-
Ensuring compliance with the firm’s policies and procedures
-
Supporting the creation and implementation of enhancements to the automated surveillance system, transaction- and communication monitoring framework and associated policies and procedures.
-
Helping to ensure that algorithmic trading requirements, understanding and implementing real-time alerting were relevant.
-
Developing and maintaining a broad knowledge of the firm’s business and regulatory framework
-
Developing good working relationships internally
-
Analysing alerts generated by the surveillance system, also manually or semi-automatically operation and transaction monitoring
-
Conducting transactional monitoring reviews
-
Writing reports that present monitoring results, capturing findings and actions
-
Ownership and tracking of agreed remedial actions through to conclusion.
-
Assisting to collate the relevant information for internal and external regulatory audits.
-
Developing and implementing robust procedures and processes applicable to monitoring function.
-
Other duties as required
EXPERIENCE REQUIRED:
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Experience within Know-Your-Transaction Systems and Compliance Market Surveillance.
-
Understanding of market abuse
-
Good practical knowledge of market abuse and market manipulation.
-
Good AML/CTF knowledge
-
Good attention to detail and analytical skills
-
Ability to develop relationships internally and with customers and associates of company.
-
Ability to understand operations function, as well as front office activities.
THE RESPONSIBILITIES:
- Conducting compliance monitoring activities as described in the Compliance Monitoring Program
- Transactions and operations monitoring (uses the Know-Your-Transaction System), understanding and implementing real-time alerting were relevant.
- Ensuring compliance with the firm’s policies and procedures
- Supporting the creation and implementation of enhancements to the automated surveillance system, transaction- and communication monitoring framework and associated policies and procedures.
- Helping to ensure that algorithmic trading requirements, understanding and implementing real-time alerting were relevant.
- Developing and maintaining a broad knowledge of the firm’s business and regulatory framework
- Developing good working relationships internally
- Analysing alerts generated by the surveillance system, also manually or semi-automatically operation and transaction monitoring
- Conducting transactional monitoring reviews
- Writing reports that present monitoring results, capturing findings and actions
- Ownership and tracking of agreed remedial actions through to conclusion.
- Assisting to collate the relevant information for internal and external regulatory audits.
- Developing and implementing robust procedures and processes applicable to monitoring function.
- Other duties as required
EXPERIENCE REQUIRED:
- Experience within Know-Your-Transaction Systems and Compliance Market Surveillance.
- Understanding of market abuse
- Good practical knowledge of market abuse and market manipulation.
- Good AML/CTF knowledge
- Good attention to detail and analytical skills
- Ability to develop relationships internally and with customers and associates of company.
- Ability to understand operations function, as well as front office activities.
Salary Package:
£ 28000.00 - 35000.00 (British Pound Sterling)
5ivetech
www.5ivetech.co.uk
Weybridge, United Kingdom
Unknown / Non-Applicable
1 to 50 Employees
Self-employed
