Compliance Lead, City of London or Surrey-based – 12mth maternity cover contract

Compliance Lead, City of London or Surrey-based – 12mth maternity cover contract London, England

Meredith Brown Associates
Full Time London, England 32000 - 52250 GBP ANNUAL Today
Job description

Our client, an investment management company, is seeking a Compliance Lead to work as part of a small multi-skilled compliance management team to provide support to the whole business across a broad range of compliance related tasks. The role involves working at least two days a week in the office.

Roles & Responsibilities

The range of compliance tasks will include but are not restricted to:

  • Advising the business regarding CASS requirements and providing relevant training.

  • Approval/rejection of PA dealing and gifts/entertainment requests from staff members.

  • Resolving financial crime issues in conjunction with the MLRO.

  • Review, investigate and analyse breaches for regulated entities including investment and borrowing breaches.

  • Prepare relevant board and committee papers.

  • Research connected to new products and projects.

Experience & Qualifications

  • Experience of working in compliance and money laundering in the finance industry, preferably in fund management.

  • Demonstrable problem-solving skills.

  • Ability to work under considerable pressure and adhere to strict timescales.

To hear more about this exciting opportunity, please contact Linda Tottem on 020 7847 8876 or email your CV to http://[email protected]. Ref: LT15168.

Please note: that due to the high volume of applicants responding to our adverts we are regrettably not able to feed back on all applications; only successful candidates will be contacted.

Compliance Lead, City of London or Surrey-based – 12mth maternity cover contract
Meredith Brown Associates

www.meredithbrown.com
London, United Kingdom
Unknown / Non-Applicable
Unknown
Company - Private
Related Jobs

All Related Listed jobs

Environmental Scientist - Belfast
VANRATH Belfast, Northern Ireland 30000 - 33000 GBP ANNUAL Today

Undertake chemical or physical sample analysis of water samples obtained throughout the site and prepare and package samples for transportation for laboratory

Cashier/Sales Assistant
Ron Perry & Son Ltd Hartlepool, England 10.45 GBP HOURLY Today

Serving customers in a polite and efficient manner; Applicants must have a valid Driving Licence and own transport and need to be 18 years plus, due to Off

JD Sports - Management Opportunities Glasgow
JD Sports Glasgow, Scotland 17143 - 20347 GBP ANNUAL Today

Experienced in the field of retail management. This means challenging the way we merchandise, sell and manage the business, being creative and forward thinking

Customer Sales Advisor Outbound (Remote)
Domestic & General (D&G) United Kingdom 21500 GBP ANNUAL Today

Building rapport with our customers and getting to know their needs. Great communication skills to build relationships and listen to our customers.

Retail Assistant - Online Picker
Iceland Livingston, Scotland 9.5 - 10.42 GBP HOURLY Today

This is a job that can offer you flexibility across a variety of shift patterns, a great rate of pay, and the opportunity to become part of a supportive and