Trade Surveillance Manager London, England
Job description
Job details
Location: London
Capability: Consulting
Experience Level: Manager
Type: Full Time
Service Line: Risk & Compliance
Contract type: Permanent
Job description
We are looking for an experienced professional to join our Market Abuse Trade Surveillance team. With a wide and varying portfolio of projects within market abuse, this is an exciting opportunity to be part of a growing, market leading team.
Responsibilities:
- We require the individual to lead technical client projects and support internal business development as well as thought leadership relating to market abuse
- Be able to advise clients on current industry practices and advancements relating to trade surveillance and market abuse controls
- Keeping abreast of all latest trends, cases and new developments in market abuse
- Working as an SME and being able to manage and upskill junior team members
Qualifications & Skills:
- Good understanding of trading businesses and the manifestation of market abuse risks, within sell side investment banks
- Strong understanding of financial products (cash and derivatives) including the different ways in which products are traded (e.g. Voice vs. Electronic)
- Strong experience of working within Compliance Surveillance (as either a Consultant or within a Bank). We also welcome candidates from Technology teams with experience of working on third party vendors’ trade surveillance systems implementation or in-house trade surveillance build
- Involvement and awareness of model validation of trade surveillance models
- Good understanding of the trade surveillance vendor landscape, demonstrating awareness of different solutions and involvement in the implementation of these
- Appreciation of what an effective Surveillance Operating Model and Governance Framework looks like
- Flexibility and agility to contribute in a senior capacity to a broad range of market abuse and surveillance engagements
- Self starter, experienced and motivated Manager who has a track record of building excellent client relationships
- Excellent understanding of key Surveillance policy and procedure documentation
- Excellent oral / written communication, planning, project management, networking and influencing skills
Why Consulting at KPMG?
Technology is a critical focus for us. It underpins everything we do. We're investing in technology like never before – not least because the pace of technological change is disrupting organisations in new and challenging ways. Through advanced data analytics and emerging tech-enabled solutions like AI and machine learning, we're helping clients across diverse sectors to navigate that change. We enable them to avoid any unnecessary risks and to uncover new, transformative opportunities that could give them a competitive edge. A career here means stretching your skills and honing your expertise by solving complex problems as part of a collaborative, results-driven and supportive team. Whether we're helping our clients to reduce their costs, make better decisions, improve efficiencies or deploy the latest technologies, we bring together broad specialisms and talents to deliver robust, connected solutions.
