File Reviewer London
Job description
Are you a compliance-savvy professional who wants to work for one of the UK’s leading wealth management companies?
If so, we have an exciting opportunity to join one of our top clients within their Compliance team, as a File Reviewer, based in their central London office.
Why work for this company?
This FTSE250 company invest heavily in their employees career development - offering a wealth of opportunities to progress internally. We have received excellent feedback about the working culture and environment from the candidates that we have placed here over the years.
In this role, your focus would be reviewing client files, ensuring any financial and investment advice is adhering to FCA regulations, as well as liaising with the administration team to update them with any changes made. Also, conducting pre-sale review checks and create reporting documentation for the use of measuring and reviewing standards of records across the firm.
This role would suit someone who has experience within a Paraplanner, Audit, Compliance or Financial Advice role, as excellent knowledge of compliance and regulation is required.
This firm are also looking for the following:
- Strong report writing skills
- Experience conducting file reviews within a wealth management firm or within an audit/consultancy environment (within a wealth management sector)
- Meticulous with strong analytical and numerical skills
- Level 4 Diploma qualified is highly advantageous but not compulsory
Whats in it for you?
- A salary of up to £50,000,
- Bonus scheme
- Private medical insurance
- 10% employer pension contribution
- Plus a range of excellent additional benefits such as gym discounts and cycle to work scheme.
If this role sounds of interest to you, please apply now & one of our consultants will be in touch. If you haven’t heard in 7 days, please note you have been unsuccessful, and we wish you the best of luck in your job search.
