compliance officer Chelmsford, England
Ashby Jenkins Recruitment
Full Time
Chelmsford, England
50000 - 12.04 GBP ANNUAL Today
Job description
Salary 50K – Based on site
We have an exciting opportunity for an ambitious Compliance Manager to join a well established business, based in Chelmsford, during a pivotal phase of growth. The successful candidate will possess working knowledge of FCA regulations, GDPR, and Money Laundering Regulations, with experience in a compliance role. The role is crucial for maintaining positive relationships with lenders and regulators in an ever-changing regulatory landscape.
The Compliance Manager will report directly to the Managing Director and will be responsible for overseeing various compliance duties, including:
We have an exciting opportunity for an ambitious Compliance Manager to join a well established business, based in Chelmsford, during a pivotal phase of growth. The successful candidate will possess working knowledge of FCA regulations, GDPR, and Money Laundering Regulations, with experience in a compliance role. The role is crucial for maintaining positive relationships with lenders and regulators in an ever-changing regulatory landscape.
The Compliance Manager will report directly to the Managing Director and will be responsible for overseeing various compliance duties, including:
- Conducting compliance monitoring and audits of significant business processes to ensure FCA regulatory compliance.
- Ensuring adherence to all compliance requirements and maintaining FCA compliance.
- Acting as the primary point of contact with the FCA, managing interactions and reporting, including data collation and filing of returns.
- Serving as the company's Money Laundering Reporting Officer (MLRO), ensuring compliance with Anti-Money Laundering obligations.
- Monitoring, analysing, and communicating new regulatory developments and legislation affecting the business.
- Updating standard company documents in accordance with regulatory changes.
- Collaborating with lender partners to complete and maintain lender compliance checks.
- Providing guidance and sign-off on financial promotions.
- Implementing oversight and audit requirements in line with relevant rules and regulations.
- Developing and executing a compliance plan, internal policies and procedures.
- Assisting the Legal Advisor and Directors
- Assisting directors in identifying, managing, and mitigating risks.
- Assisting in the preparation and implementation of staff training programs.
- The role is suited to someone with proven experience in risk and compliance roles, ideally within the retail/motor industry.
- Experience in implementing FCA regulations within business operations.
- Knowledge of FCA regulations and rule books.
- Experience in Compliance Monitoring and plan development.
- Ideally with a compliance or relevant qualification.
- Understanding of key regulatory requirements and expectations.
- Ability to implement regulatory frameworks effectively.
- Competence in risk measurement, processes, monitoring, and management.
Ashby Jenkins Recruitment
www.ashbyjenkinsrecruitment.co.uk
London, United Kingdom
Ashby Jenkins
Unknown / Non-Applicable
1 to 50 Employees
Company - Private
Grantmaking & Charitable Foundations
2019
