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We have an exciting opportunity for an ambitious Compliance Manager to join a well established business, based in Chelmsford, during a pivotal phase of growth. The successful candidate will possess working knowledge of FCA regulations, GDPR, and Money Laundering Regulations, with experience in a compliance role. The role is crucial for maintaining positive relationships with lenders and regulators in an ever-changing regulatory landscape.
The Compliance Manager will report directly to the Managing Director and will be responsible for overseeing various compliance duties, including:

• Conducting compliance monitoring and audits of significant business processes to ensure FCA regulatory compliance.
• Ensuring adherence to all compliance requirements and maintaining FCA compliance.
• Acting as the primary point of contact with the FCA, managing interactions and reporting, including data collation and filing of returns.
• Serving as the company's Money Laundering Reporting Officer (MLRO), ensuring compliance with Anti-Money Laundering obligations.
• Monitoring, analysing, and communicating new regulatory developments and legislation affecting the business.
• Updating standard company documents in accordance with regulatory changes.
• Collaborating with lender partners to complete and maintain lender compliance checks.
• Providing guidance and sign-off on financial promotions.
• Implementing oversight and audit requirements in line with relevant rules and regulations.
• Developing and executing a compliance plan, internal policies and procedures.
• Assisting the Legal Advisor and Directors
• Assisting directors in identifying, managing, and mitigating risks.
• Assisting in the preparation and implementation of staff training programs.

Key Skills and Experience:

• The role is suited to someone with proven experience in risk and compliance roles, ideally within the retail/motor industry.
• Experience in implementing FCA regulations within business operations.
• Knowledge of FCA regulations and rule books.
• Experience in Compliance Monitoring and plan development.
• Ideally with a compliance or relevant qualification.
• Understanding of key regulatory requirements and expectations.
• Ability to implement regulatory frameworks effectively.
• Competence in risk measurement, processes, monitoring, and management.

If this sounds like you, please apply today!