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Compliance Analyst - Insurance - Broker

Exciting opportunity to join a key market broker as a Compliance Officer. In this role, you will be able to interact and provide support across all departments. The ideal candidate has several years of experience in Compliance covering a variety of business areas. This role reports to the Head of Compliance. A background in KYC or supporting KYC is desirable.

Hybrid working available.

Responsibilities:

• Horizon scanning for future developments with the UK Compliance and regulatory environment.
• Strong interest in learning about regulations such as bribery & corruption, sanctions, AML, KYC and general regulatory matters.
• Work collaboratively with the operations team and the global brokering teams, including being the point person within Compliance for KYC.
• Managing the Compliance mailbox and KYC/onboarding referrals that come into Compliance from referral point to sign-off. Reviewing, approving and escalating to wider Compliance colleagues as appropriate.
• Ability to manage multiple tasks and identify those that require prioritisation and escalation.
• Support in maintaining compliance registers such as gift, entertainment and hospitality, conflicts of interest and breaches.
• Proficient in Microsoft 365 and in particular Excel and PPT.
• As required, data gathering, regulatory horizon scanning and report preparation.
• Coordinate responses regarding any internal reviews or regulatory requests from time to time.
• Support in arranging compliance inductions and training for colleagues. Including monitoring attendance/completion and escalating as appropriate.

Interested? Please apply below.

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