Trade Reporting Business Analyst London, England
UBS
Full Time
London, England
63099 - 89000 GBP ANNUAL Today
Job description
United Kingdom
Operations
Investment Bank
Job Reference #
275699BR
City
London
Job Type
Full Time
Your role
Are you experienced in oversight of key controls, reconciliations and processes performed in Regulatory Reporting Operations? Do you enjoy analyzing issues in depth and working with others to understand and solve problems? Can you drive and influence change amongst stakeholders? Are you persistent and pro-active when working to solve problems and prevent them from recurring?
We need someone to be responsible for the oversight of important operational controls around the quality, completeness and timeliness of regulatory trade reporting processes. These controls are key to reducing regulatory risk in our business.
We need someone to be responsible for the oversight of important operational controls around the quality, completeness and timeliness of regulatory trade reporting processes. These controls are key to reducing regulatory risk in our business.
- oversight of operational controls and reconciliations which ensure our business complies with important trading venue rules linked to trade reporting regulations.
- ensure tasks are performed in accordance with documented procedures.
- supervise tasks performed remotely and provide guidance and support.
- communicate effectively between trading venues and the business.
- pro-actively work with Risk, Compliance, and the business when queries are received which may present risk of sanctions being imposed on our business.
- be an escalation point and conduit to the business for controls with a higher risk profile.
- investigate issues thoroughly to ensure you understand the causes and can explain them to others.
- partner with other groups to document issues and agree the content of communications with regulators or trading venues which may be necessary in response to issues.
- partner with IT to identify and implement improvements to technology solutions. Contribute to agile pods to ensure tech change is prioritized efficiently.
Your team
The role is in the London Regulatory Trade Reporting Operations team and will involve oversight of functions performed by colleagues in India. You’ll work closely with our Front Office Regulatory Oversight team and participate in agile pods.
Your expertise
- ideally 5 years’ experience of investment bank operations in a controls or business analyst function, ideally with experience of MIFID II and Finfrag regulatory trade reporting.
- good product knowledge of equity derivatives, FX, rates and credit products.
- experience in oversight of functions performed in remote locations will be beneficial.
- able to work independently and collaboratively depending on the scenario.
- able to prioritize appropriately and recognize when and how to escalate issues.
- able to communicate with clarity and confidence to a varied audience.
#LI-Hybrid
- LI-GB
About us
UBS is the world’s largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?
With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?
Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?
Disclaimer / Policy Statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
