Regulatory Maintenance Analyst London, England
UBS
Full Time
London, England
63101 - 72097 GBP ANNUAL Today
Job description
United Kingdom
Operations
Investment Bank
Job Reference #
275583BR
City
London
Job Type
Full Time
Your role
Are you keenly aware of the importance of an effective control framework? Do you thrive in a dynamic and collaborative environment? We're looking for someone like that to:
- be part of our Regulatory Maintenance team in London
- be responsible for the accurate & timely maintenance of client data regulatory attributes
- be responsible for running control reports, flagging and resolving any errors in daily processes, identifying and escalating risks
- take responsibility for appropriate escalation and coordinate resolution delivery with relevant parties
- collaborate effectively with partner functions to enhance the process and eliminate recurring issues / exceptions
Your team
You’ll be working in the Regulatory Maintenance team in London. This is a Client Lifecycle Maintenance function aligned to the Investment Bank. We are a processing & control function that perform the maintenance of client regulatory data attributes, using both third party data platforms and client sourced information. We perform daily/weekly controls and reconciliations that are focused on ensuring client data is accurate and complete, resulting in a seamless trading and client experience.
Your expertise
- financial services experience within Investment Banking environment, ideally in an operations (client advisor, client account manager) or process, risk, compliance for at least 3 years
- Good knowledge of regulatory landscape and how they can impact clients , ideally EMIR, SFTR and Dodd Frank
- strong analytical, problem-solving, and synthesizing skills
- client-centric, innovative, and problem-solving mindset
- disciplined, with a focus on details and standards
- excellent written and verbal communication and organization skills
- highly motivated team player who is also able to work independently
#LI-Hybrid
About us
UBS is the world’s largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?
With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?
Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?
Disclaimer / Policy Statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
