Internal Auditor – Global Wealth Management London, England
UBS
Full Time
London, England
76548 - 79521 GBP ANNUAL Today
Job description
United Kingdom
Audit
Group Functions
Job Reference #
272061BR
City
London
Job Type
Full Time
Your role
Are you an excellent evaluator of risk? Do you have specific experience in wealth management risk and control assessment? Can you investigate complex situations and propose solutions?
We’re looking for an Internal Auditor for the Global Wealth Management team who can:
We’re looking for an Internal Auditor for the Global Wealth Management team who can:
- conduct or work on audits of our Global Wealth Management business area primarily, provide practical, innovative and value-added solutions to issues identified
- analyse and assess risks arising from both the business and support functions (investment suitability, supervision, cross-border, AML and KYC), assumed by both the business and support functions
- identify and evaluate the effectiveness of controls designed to address those risks
- document and communicate audit issues, root causes and risks, and prepare reports of audit findings for UBS senior management
- develop recommendations for items that solution owners should consider when finalizing their action plans
- review remediation actions submitted by the business for closure to assess whether these have addressed the original risks
- complete quarterly continuous risk assessments of auditable areas
- successfully collaborate with peers in and across divisional / functional audit teams regionally and globally.
- develop and maintain relationships with senior management
- keep up with industry, regulatory developments and learn new concepts and methods
Your team
You will be working in the GWM Europe audit team in Group Internal Audit team based in London. GIA’s role, as an independent function, is to support UBS in achieving its strategic, operational, financial and compliance objectives. We do this by assessing key processes as well as governance, risk management and the control environment within all business divisions and Corporate Center functions globally. We are independent in our work and report directly to the Chairman of the Board of Directors and the Audit Committee.
Your expertise
- ideally you have at least 3-5 years in audit, compliance or an internal risk management function gained within the financial industry
- a detailed understanding of banking, wealth management operations and regulations (including but not limited to AML, KYC, Sanctions and/or Anti-Bribery & Corruption)
- able to quickly understand complex processes and challenge the status quo, identify risks and inadequacies in procedures.
- risk focused, and capable of using data analytics to gain insights into transactions, clients, and investment products
- a flexible and committed team player willing to travel to other UBS locations (Jersey and within WM Europe) for audit assignments
- excellent communication skills, with an ability to challenge and be challenged. Proficiency in other European languages (French, Italian, German) would be well regarded
#LI-Hybrid
- LI-GB
About us
UBS is the world’s largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?
With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?
Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?
Disclaimer / Policy Statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
