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Compliance

Group Functions

277710BR

London

Full Time

Do you want to help shape the effectiveness of the global business-aligned compliance team for Global Markets, Group Treasury, Non-Core, Legacy and IB Operations? Are you confident when it comes to speaking up for what is right and challenging at all levels?
We’re looking for someone to:

• Work directly with the Global Head of Global Markets, Group Treasury, Non-Core, Legacy and IB Operations Compliance to support the overall operation of the global business team, including:

o Supporting the leadership team meeting by helping drive agendas and manage action portfolios.
o Project & initiative tracking and status updates to senior management and management forums.
o Driving and coordinating input to regulatory requests, quarterly global business team meetings and other internal requests.
o Owning periodic tasks, such as maintenance of organization charts, creating management information packs, owning training audiences.

• Take responsibility for the delivery of global alignment and/or efficiency projects, collaborating with multinational teams and the C&ORC IB Data Analytics team where necessary.
• Act as a Champion for the C&ORC IB Data Analytics team, promoting automation capabilities to the wider global business team and helping to prioritize projects.
• Independently perform / drive Thematic Reviews, as well as ad-hoc reviews, analyzing data and stakeholder feedback to improve the overall operation of the global business team.
• Lead the roll out of training series designed to improve the skill set and knowledge of the global business team.
• Build a strong relationship with the key stakeholders in the business, IB COO, GCRG and other supporting functions.

You’ll be working in the Global Markets, Group Treasury, Non-Core, Legacy and IB Operations aligned Compliance and Operational Risk Control (C&ORC) team in London. We support the business by partnering with them to effectively manage regulatory risk in an environment of collaboration and constructive challenge. Our duties include implementing the Operational Risk Framework and to ensure regulatory and operational risks are identified, properly assessed and recorded. You'll play an important role in helping us develop risk mitigating measures, controls and adequate remediation plans are in place. You'll also collaborate with global colleagues to ensure that best practices are being shared around the region/globe.

UBS is the world’s largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?

At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.