Financial Crime Team - Compliance Monitoring Advisor

Financial Crime Team - Compliance Monitoring Advisor London, England

PwC
Full Time London, England 34180 - 47485 GBP ANNUAL Today
Job description

.

The Financial Crime Team (FCT) forms part of PwC’s Risk Management practice and sits within the London-based Compliance department. Its main purpose is to support the Money Laundering Reporting Officer (MLRO) and Chief Compliance Officer in ensuring that the firm discharges its legal and regulatory responsibilities in the areas of AML regulation.


Key purpose of the role

The role holder will primarily support the maintenance of the Financial Crime Risk Assessment and lead on the direction and implementation of the annual, risk based Financial Crime Monitoring Plan.


We are seeking a compliance /risk practitioner who:

  • is enthusiastic about developing him/herself and others;
  • is highly motivated and confident to work independently, but with support from more experienced subject matter experts;
  • has a proven ability to work to deadlines;
  • has appropriate experience of AML regulation and Know Your Client (KYC) policy
  • has prior experience of conducting monitoring/assurance activity

An opportunity has arisen which will provide a stimulating and challenging opportunity to:

  • Gain experience of the PwC approach to compliance disciplines and in particular AML regulation;
  • Acquire knowledge of the ‘products’ and services offered by the firm;
  • Develop transferable relationship management skills, by dealing with senior partners & staff within the firm on regulatory compliance matters and sensitive client issues.


The successful candidate will report to the AML specialism leaders, supporting the leaders’ activities, as well as conduct and lead AML monitoring across the firm.

The role holder is responsible for the completion of AML monitoring (client and engagement), managing their own workload, in consultation with the specialism leaders, and when required, will stand in for a specialism leader - ensuring that all relevant matters are brought to the attention of the Deputy MLRO.

The role holder will support the FCT’s objectives by taking responsibility in areas relating to:

  • periodic and ongoing AML monitoring;
  • Suspicious Activity Reporting;
  • awareness and training;
  • the development of effective MI;
  • formulation of the firm’s response to regulatory initiatives.
  • They will typically have two to three years’ experience within the risk management /compliance / forensic services functions of a professional or financial services firm;


Key required skills are an ability to:

  • acquire and apply technical expertise;
  • communicate with impact and empathy to individuals at all levels of seniority:
  • experience conducting and leading AML monitoring (client and engagement);
  • support, lead and deliver team objectives and wider Risk Management strategic priorities;
  • observe key principles of confidentiality and sensitivity;
  • be adaptive, open minded and agile;
  • be passionate about client service;
  • be curious to learn and share;
  • demonstrate courage, integrity and the confidence to make independent decisions.
  • Ideally, the candidate will be educated to graduate level and hold a professional qualification from the International Compliance Association or an alternative relevant professional body;


Not the role for you?

Did you know PwC offers flexible career arrangements and contract work? Learn more.

The skills we look for
The PwC Professional is our global framework for defining and encouraging leadership at all levels. Learn more.

The Deal
‘The Deal’, our firmwide Employee Value Proposition’ empowers our people to be the best they can be. Learn more.

Our commitment to you
We’re committed to building a culture that empowers all of our people to thrive and feel a sense of belonging at PwC. Learn more.

Application support
If you’re a person with a disability, if you’re neurodivergent, or if you have a condition that you believe may affect your performance during our selection process, we’ll be happy to make reasonable adjustments to our processes for you. Learn more.

Financial Crime Team - Compliance Monitoring Advisor
PwC

https://www.pwc.co.uk/careers.html
London, United Kingdom
Robert E. Moritz
$5 to $10 billion (USD)
10000+ Employees
Company - Private
Accounting & Tax
Finance
1998
Related Jobs

All Related Listed jobs

Executive Assistant to CEO
Unit4 London, England 50091 - 54552 GBP ANNUAL Today

At least 10 years experience as a C-suite executive assistant. You'll spend some of your time organizing events- IE: logistics, offsites, supplier set up,

Veterinary Receptionist
Flynn Vets Ballynahinch, Northern Ireland 12 GBP HOURLY Today

You will be the first point of contact for clients, both by telephone and in clinic, and will provide a first class level of customer care.

project manager
Image Worx Signs and Graphics Ltd Epping, England 35000 - 25000 GBP ANNUAL Today

Are you an experienced Artworker with knowledge in sales using Illustrator & printers?

We are looking for someone to join our team on a...

Store Manager
Age UK Blackheath, England 19765 - 20439 GBP ANNUAL Today

You should be creative and adaptable with excellent writing skills and a unique voice. Writing, editing, publishing, and promoting content.

Chef
Putt Putt Noodle Telford, England 12 GBP HOURLY Today

Remake any incorrect orders allowing FOH Team to deal with any customer complaints promptly and effectively. Know food we serve and all the recipes.