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Job description

Compliance Officer
Permanent
Based in Crawley (hybrid & flexible hours)
Up to £28,000 - £32,000 per annum
Ref: TA0976

Tony Alan Recruitment currently has an exciting job opportunity for a Compliance Officer to join a fast-paced, growing business in the Crawley area on a permanent basis.

Your duties will include:

• Build relationships with key personnel and within designated partnership firms
• Be responsible for on-boarding new partnership firms under the businesses regulatory supervision
• This includes assisting with the assessment of client risk and business model, and ensuring appropriate due diligence is completed
• Create, agree, manage and maintain a compliance monitoring plan for the oversight of the partnership firms to reduce risk for customers
• Analyse data and company performance to assess improvement and deliver those improvements through the compliance monitoring plan
• Manage oversight of the partnerships using REG Technologies system
• Conduct annual onsite audits to review their processes, assess outcomes, and feedback and track any identified actions
• Performing due diligence tasks such as reviewing financial statements, regulatory checks, systems and control analysis, adverse media checks and reviewing business models
• Collate management information to provide feedback on performance and risk, reporting this to the business
• Take responsibility for identifying and escalating issues relating to the partnership’s network or processes and recommending appropriate solutions
• Support Compliance Team in ensuring training tasks for the partnerships are assigned and completed throughout the year
• Maintain internal policies and processes
• Support both the Compliance Team and the Partnership Team in ad-hoc tasks to assist in compliance with FCA regulations

Key requirements:

• 2 years plus experience of working in compliance within the financial services sector (preferably within insurance or fin-tech)
• Knowledge of the FCA compliance requirements and standards
• Great analytical skills with a demonstrated ability to identify and solve problems
• High degree of organisation and an ability to manage multiple, competing priorities
• Exhibit sound business judgement, proven ability to influence others, and a track record of taking ownership and influencing results
• Competent user across full Microsoft Office suite
• Experience with producing MI and reporting to senior management
• Excellent communicator, confident to challenge constructively at a senior level
• Excellent written and verbal communication skills with the ability to present complex information in a clear and concise manner, with demonstrated experience engaging and influencing both internal and external stakeholders

If you feel that you would be suitable for this position then please apply with your CV.

REFER A FRIEND SCHEME: If you refer a candidate to us and they are placed you will be eligible for a cash reward!

Due to the high number of CV’s we receive we are unable to respond to all applications therefore if you have not heard from us within 10 days please assume you are unsuccessful in this instance.

Job Type: Full-time

Salary: £28,000.00-£32,000.00 per year

Ability to commute/relocate:

• Crawley: reliably commute or plan to relocate before starting work (required)

Education:

• Bachelor's (preferred)

Work Location: In person