compliance officer

compliance officer London, England

CME Group
Full Time London, England 105427 - 88747 GBP ANNUAL Today
Job description

compliance

Regulatory advisory role within CME’s Governance Risk & Compliance (GRC) Division, to the Cash Markets, Benchmarks and Data Business units. The ideal candidate will have proven regulatory technical skills with detailed knowledge and understanding of the UK and European regulatory framework. Responsibilities include (I) rules mapping and regulatory analysis, (ii) provision of compliance advice and support, (iii) developing and implementing policies and procedures and (iv) regulatory risk assessment and reporting.

Principal Accountabilities

  • Providing support in the International region on all regulated trading venue obligations including transaction, transparency and regulatory reporting requirements.
  • Providing compliance support to CME’s Benchmark Administration business.
  • Supporting the regulatory compliance team in the international region in developing, implementing and maintaining the compliance programme for the trading venue businesses/legal entities.
  • Review of relevant regulatory requirements, regulatory risk assessments and reporting obligations.
  • Ad hoc tasks, including regulatory requests, exams, filings, notifications and management information etc.

Skills & Software Requirements

  • Strong understanding of the Fixed Income and FX regulatory environments preferably with experience from within an exchange, trading venue, other regulated financial institution or regulator.
  • Detailed knowledge of MiFID/MiFIR requirements pertaining to trading venues as well as FCA Handbook provisions.
  • Knowledge of Benchmark regulation requirements.
  • Familiarity with regulations and market practice in the APAC region an advantage.
  • Good presence and speaking skills, able to communicate verbally and in writing at all levels, from desk to senior management.
  • Motivated self-starter, pro-active and able to multi-task in a fast-moving environment and within a global team.
  • Willing to accept responsibility and looking to develop role within growing department with promising growth potential.
  • Strong and resilient personality with a high sense of integrity and independence.
  • Good team player with positive attitude and self-motivation.
  • Capacity for constant creativity and innovation.
  • Ability to think across diverse fields of risk knowledge to develop new methodologies and approaches.

CME Group: Where Futures Are Made

CME Group (www.cmegroup.com) is the world's leading derivatives marketplace. But who we are goes deeper than that. Here, you can impact markets worldwide. Transform industries. And build a career shaping tomorrow. We invest in your success and you own it, all while working alongside a team of leading experts who inspire you in ways big and small. Problem solvers, difference makers, trailblazers. Those are our people. And we're looking for more.

The Candidate Privacy Policy can be found here.

compliance officer
CME Group

www.cmegroup.com
Chicago, United States
Terry Duffy
$2 to $5 billion (USD)
1001 to 5000 Employees
Company - Public
Investment & Asset Management
Finance
2007
Related Jobs

All Related Listed jobs

Warehouse Operative
ASDA Normanton, Yorkshire and the Humber, England 11.02 GBP HOURLY Today

Our stores are packed with thousands of products, from clothes and household items, through to tinned foods, frozen goods and chilled produce, and without our

MOTION GRAPHICS DESIGNER
Little Dot Studios London, England 36413 - 41852 GBP ANNUAL Today

We offer hybrid and flexible working patterns for all roles, online medical services, mental health and wellbeing programmes, enhanced gender neutral parental

HR Consultant
Fox Morris Group Newham, England 20 - 30 GBP HOURLY Today

Case management experience, disciplinary, grievances, sickness management, experience of advising managers (remotely as well) in a multisite set up, build

Planning Assistant
Network Rail West Bromwich, England 20000 - 25000 GBP ANNUAL Today

Assist in the production of the Delivery Unit Period Possession Plan and resource schedules. Knowledge of access planning processes and systems.

Multibrand (Be Luxe) Beauty Advisor Boots Bangor (24 Hours) - (Lancôme, YSL, Giorgio Armani & Designer Fragrances)
L'Oreal Belfast, Northern Ireland Today

You will proactively approach customers in a warm and friendly manner to provide a world class customer experience. 30 days holiday (inclusive of BHs).