CASS and Operations Control AVP - Croydon

CASS and Operations Control AVP - Croydon Croydon, England

Morgan Stanley
Full Time Croydon, England 52590 - 68962 GBP ANNUAL Today
Job description

CASS and Operations Control AVP - Croydon

Job Number:

3238702

POSTING DATE: Jul 18, 2023
PRIMARY LOCATION: Europe, Middle East, Africa-United Kingdom-United Kingdom-Croydon
EDUCATION LEVEL: Bachelor's Degree
JOB: Wealth Management
EMPLOYMENT TYPE: Full Time
JOB LEVEL: Assistant Vice President

DESCRIPTION

CASS and Operations Control AVP
Croydon

About Morgan Stanley
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services.

As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence, and strong team ethic. We can provide a superior foundation for building a professional career – a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.

About Shareworks

Shareworks by Morgan Stanley is designed to simplify the complexities of equity plan management, while helping employees realise the full potential of their benefits through our world-class software platform which combines cutting-edge technology with outstanding client service and premier wealth management capabilities.

Located in East Croydon, UK and reporting to the Manager of Client Assets and Reconciliations the successful candidate will be part of a dynamic team supporting the Morgan Stanley at Work Operations Team. The operations team is responsible for the transaction life cycle activities relating to equity transactions including trade execution, settlement, cash disbursement, reconciliation and regulatory reporting.

Our focus is to provide reliable operations processes that consistently fulfil the Shareworks service promise. Our commitment to all our customers is to deliver “Everyday Excellence” – service that can redefine the expectations of our customers. These core beliefs permeate our culture and enable us to continue to evolve our service delivery to a global industry-leading standard.

We require an ambitious, self-motivated individual who thrives on a challenge who will assist with our corporate goals and focus to ensure that Shareworks by Morgan Stanley EMEA becomes an industry leader in the UK and Europe. You will be detail orientated and delivery focused to ensure we’re able to provide the best possible service with maximum control. You work well in a team environment while being capable of working independently. A desire for continuous learning with an ability to adapt within a fast paced, ever changing working environment is paramount.


What will you be doing?
The role provides exposure to both operational and regulatory activity including CASS and FCA Transaction Reporting. The successful applicant will be responsible for supporting Operations management in ensuring all activities are performed in compliance with Corporate and Regulatory policies. Key responsibilities will include, but not limited to:
  • Ensuring compliance with firm policies and regulatory requirements.
  • Write and maintain key control documentation.
  • Maintenance and production of key performance and risk related MIS.
  • QA Testing of operational processes.
  • Incident and risk reporting.
  • Perform root cause analysis, define and implement resultant action plans.
  • Prepare and submit regulatory reporting.
  • Write and maintain policy documentation.
  • Compile MI decks and CASS Committee documentation.
  • Manage all internal and external audits for the area including coordinating responses and defining action plans.
  • Lead and manage ad hoc control related initiatives.
  • Assistance with operational activity as/when required.

QUALIFICATIONS

What we’re looking for:
  • Excellent analytical and research skills, accurate with strong problem-solving skills
  • Quality-focused work ethic with a strong controls mind-set
  • Good understanding of operational risk and the Three Lines of Defence
  • Familiarity with the FCA and CASS requirements and reporting
  • Experience in creating controls and writing & maintaining policy documents

Skills that will help you in the role:
  • Self-motivated & eager to learn with a desire to succeed
  • Understanding of securities operations related functions
  • Strong Excel skills and MS Office skills
  • Previous banking operations experience would be advantageous

Flexible work statement:
Interested in flexible working opportunities? Morgan Stanley empowers employees to have greater freedom of choice through flexible working arrangements. Speak to our recruitment team to find out more.

Equal opportunities statement:
Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximize their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives, and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing, and advancing individuals based on their skills and talents.

CASS and Operations Control AVP - Croydon
Morgan Stanley

www.morganstanley.com
New York, United States
James P. Gorman
$10+ billion (USD)
10000+ Employees
Company - Public
Investment & Asset Management
Finance
1935
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