Senior Compliance Monitoring Officer

Senior Compliance Monitoring Officer Basingstoke

Sanderson Recruitment
Full Time Basingstoke 10.56 - 0.00 GBP hour Today
Job description

Who are Diligenta? Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business that has been described as 'home' by existing employees, we drive a culture that is founded on positive change and development. The Opportunity Due to continual growth, our Compliance and Governance function is now looking for a Senior Compliance Monitoring Officer to join us on this exciting journey. This involves leading reviews on Diligenta's compliance with regulatory requirements, including Conduct Risk, and achievement of TCF & Consumer Duty compliant outcomes. You will also be responsible for assisting with the development of the Annual Compliance Monitoring Plan and improving the Compliance Monitoring Procedures. You'll be: Undertaking allocated Compliance Monitoring assignments under minimum supervision to the required timescales and quality and in accordance with Diligenta's Compliance Monitoring Methodology. Agreeing appropriate and cost-effective remedial management actions with relevant colleagues to address reported findings and therefore, to meet regulatory obligations and deliver TCF compliant customer outcomes. Tracking and reporting progress on remedial actions Perform peer reviews on Compliance Monitoring Reviews conducted by colleagues and provide constructive feedback. Deputising for the Compliance Monitoring Manager at client meetings as required. Establish and continuously develop formal/informal communication networks and effective working relationships with key internal and external stakeholders. Contribute positive ideas and experience to enhance the Compliance Monitoring methodology and professional working practices. Act as an effective ambassador for the function, promoting a positive image of Compliance within Diligenta and with clients. You should apply if you: Have a good understanding of the regulated environment, including awareness of FCA (particularly Conduct Risk, TCF, Vulnerable Customers & Consumer Duty), DPA and AML requirements and other regulations relating to UK life and pensions business (eg, HMRC and tpr) Understand business and how to develop a deep understanding of its needs, stakeholders and processes to ensure robust compliance Can demonstrate strong influence skills and communication to develop connections across business units Demonstrate examples of developing solutions and then implementing and monitoring them Compliance Monitoring experience is not essential, but is advantageous The Perks 25 days holidays + 8 bank holidays Discretionary annual bonus Company pension scheme membership Gain professional accreditation on completion at no extra cost through our bespoke 24/7 professionally accredited online learning and development tools Access to our Confidential Helpline is available to be used by you and your family Develop your career through a wider global organisation of the TCS family Sanderson Recruitment

Senior Compliance Monitoring Officer
Sanderson Recruitment

Related Jobs

All Related Listed jobs

Assistant Estimator
Bailey Construction (Derby) Ltd Belper, England 25000 - 30000 GBP ANNUAL Today

Processing and interpreting enquiries from our clients. Good communication skills and ability to deal with client representatives, design teams and the supply

certified nursing assistant
AMG Integrated Healthcare Management Houma, LA 44301 - 29721 USD ANNUAL Today

At AMG we offer our employees much more than just a job in the healthcare industry. We offer unique career opportunities for people who...

Services Operations Coordinator
Siemens Industry Software Limited Solihull, England 36846 - 68189 GBP ANNUAL Today

Working with outside vendors and communicating with the business and customers on progress and status will be required on a regular basis.

Accommodation Cleaning Team Member
PRIMROSE VALLEY HOLIDAY PARK Filey, England 10.09 - 12.04 GBP HOURLY Today

Trainee Cleaner 10.09 and Expert Cleaner 11.09. Very Flexible (can work around childcare, college and other jobs). Team Events on a monthly basis.

MARKETING INTERN (6 MONTH FTC)
Psycle London London, England 20000 GBP ANNUAL Today

Be responsible for the launch of Psycles Ambassador programme, for VIP customers. Support the Social Media Manager with community management and ad-hoc social