Job description
Job Number:
3232575
DESCRIPTION
Operation Risk Specialist Director
Glasgow
3232575
Operations Risk & Regulatory Control performs various independent functions to ensure adequate controls are in place, through providing an integrated risk and control framework to govern, assess, mitigate and manage financial and operational risk in Operations. The team focuses on implementing appropriate internal controls, business processes, and internal management reporting and analysis to mitigate operational risk and fulfil regulatory reporting requirements.
The EMEA ORG team is focused on fulfilling a wide range of essential risk management and governance requirements including; EMEA Board, Firm Risk, Regulatory and Operations Senior Management risk reporting (including the EMEA CORR; and UKSMR incident escalation and reporting processes); driving Global Operations RCSA program execution (including maintenance of HIF and Key controls inventories) and NPA coordination. Ultimately the team operates to ensure Morgan Stanley is effectively operating robust risk management systems and controls in line with applicable laws & regulations.
About Morgan Stanley
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services.
As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence, and strong team ethic. We can provide a superior foundation for building a professional career – a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.
What will you be doing?
Support and deliver the Global Operations RCSA program including a wide range of enhancements to that process
Support and deliver the renovated Global Operations NPA process via the transition of NPA to the QWEST workflow; Manage and govern global Operations NPA activity
Support and engage with EMEA risk management and Senior Risk Leads globally to identify, monitor and report on-going EMEA operational risks
Support preparation of the monthly EMEA operations Risk meeting; influencing and driving actions to remediate risk and progress the risk agenda
Prepare EMEA Operations regular risk reporting, including input to multiple operations and firm wide governance forums, and to regulators
Support the daily review and challenge of operational risk incidents through the UKSMR escalation process #LI-CM1
QUALIFICATIONS
What we’re looking for:
Proven stakeholder management skills and ability to influence others
Proactive and self-managing approach; taking responsibility for deliverables and creating solutions and approaches where necessary
Proven experience of report preparation and governance
Previous experience within Risk, Audit or Compliance functions
Knowledge of Operations functions
Demonstrates resilience
Good IT skills and proficiency with Microsoft Office applications
Flexible work statement
Interested in flexible working opportunities? Morgan Stanley empowers employees to have greater freedom of choice through flexible working arrangements. Speak to our recruitment team to find out more.
Equal opportunities statement
Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximize their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives, and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing, and advancing individuals based on their skills and talents. #LI-CM1