Compliance Lead, City of London or Surrey-based – 12mth maternity cover contract

Compliance Lead, City of London or Surrey-based – 12mth maternity cover contract London, England

Meredith Brown Associates
Full Time London, England 28500 - 49500 GBP ANNUAL Today
Job description

Our client, an investment management company, is seeking a Compliance Lead to work as part of a small multi-skilled compliance management team to provide support to the whole business across a broad range of compliance related tasks. The role involves working at least two days a week in the office.

Roles & Responsibilities

The range of compliance tasks will include but are not restricted to:

  • Advising the business regarding CASS requirements and providing relevant training.

  • Approval/rejection of PA dealing and gifts/entertainment requests from staff members.

  • Resolving financial crime issues in conjunction with the MLRO.

  • Review, investigate and analyse breaches for regulated entities including investment and borrowing breaches.

  • Prepare relevant board and committee papers.

  • Research connected to new products and projects.

Experience & Qualifications

  • Experience of working in compliance and money laundering in the finance industry, preferably in fund management.

  • Demonstrable problem-solving skills.

  • Ability to work under considerable pressure and adhere to strict timescales.

To hear more about this exciting opportunity, please contact Linda Tottem on 020 7847 8876 or email your CV to http://[email protected]

Please note: that due to the high volume of applicants responding to our adverts we are regrettably not able to feed back on all applications; only successful candidates will be contacted.

Compliance Lead, City of London or Surrey-based – 12mth maternity cover contract
Meredith Brown Associates

www.meredithbrown.com
London, United Kingdom
Unknown / Non-Applicable
Unknown
Company - Private
Related Jobs

All Related Listed jobs

Duty Supervisor - Accommodation Available - Inverness, Highland
SYHA Hostelling Scotland Inverness 0.00 GBP Today

Duty Supervisor - Accommodation Available - Inverness, Highland

Location: Inverness Youth Hostel (IV2 3QB)

...

Administrative Assistant
Manchester University NHS Foundation Trust United Kingdom 22383 GBP ANNUAL Today

Weve also created a digitally enabled organisation to improve clinical quality, patient & staff experience, operational effectiveness & driving research and

Product Designer II
Wood Mackenzie Edinburgh, Scotland 40115 - 45268 GBP ANNUAL Today

Empathy (Nurture relationships, seek understanding of customers). Deeply understand customers, to deliver best in class, innovative and elegant user experiences

Day Shift Bank Healthcare Assistant
Kettering General Hospital NHS Foundation Trust Kettering, England 22383 GBP ANNUAL Today

We will work with you, you will have supervision of a registered healthcare practitioner at all times, working within the parameters of their competence,

caregiver
Right at Home UK Gillingham, England 25480 - GBP HOURLY Today