Compliance Consulting Associate

Compliance Consulting Associate London

IQ-EQ
Full Time London 25121 - 43938 GBP ANNUAL Today
Job description

Company Description


IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.


Job Description


The Compliance Consulting Associate will successfully support consultants on a portfolio of Firms by providing compliance advice, including a variety of core compliance areas and technical assistance, aiming to ensure positive client feedback.

Part of a growing team and business, this is a multi-faceted role, created in response to client requests for dedicated support combining:

  • Ongoing compliance assistance, in the form of regular monitoring and attending advisory meetings; and
  • Supporting a team of consultants with the aim of developing into the consulting role.

Tasks (what does the role do on a day-to-day basis)

  • Responsive regulatory advice and solutions;
  • Supporting varied engagements such as: KYC refresh projects, AML Risk Assessments and Internal Capital and Risk Assessments (ICARA);
  • Updating clients on regulatory changes and how it impacts their business;
  • Setting up relevant policies, procedures and working documentation for clients;
  • Working with consultants and clients to devise their risk-based monitoring programmes;
  • Supporting regular compliance monitoring or review visits onsite with clients, and subsequently writing up working papers and reports;
  • Involvement in designing / running training courses;
  • Involvement in reviewing upcoming regulatory requirements and drafting thought leadership publications;
  • Taking part in reviews of RegData filing and financial reporting;
  • Building / developing client relationships.

Qualifications
  • 1 to 2 years’ experience working within Compliance or AML/KYC support function at comparable compliance consultants who are main competitors (e.g. ACA Compliance (Europe); Bovill Ltd and Kroll) or in a compliance role in a regulated investment firm (e.g. Article 3 MiFID Exempt, MIFIDPRU, or CPMI) or with a regulatory lawyer; or,
  • Working knowledge of Money Laundering Regulations, FCA regulations in the context of AIFM and MiFID Managers (an understanding of Private Equity would be helpful but not essential);
  • Experience of delivering compliance monitoring and advisory work, gained in house or within a consultancy environment would be advantageous;
  • Experience of financial reporting or FCA prudential requirement reviews would be advantageous;

Education / professional qualifications

  • Bachelors degree / CISI Diploma preferred though not essential

Background experience

  • Technical
  • FCA Regulatory Compliance, Money Laundering Regulations

Additional Information


At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.

Compliance Consulting Associate
IQ-EQ

www.iqeq.com
Luxembourg, Luxembourg
Mark Pesco
Unknown / Non-Applicable
1001 to 5000 Employees
Company - Private
Investment & Asset Management
Finance
1896
Related Jobs

All Related Listed jobs

Food & Beverage Assistant
Apex Hotels Ltd London, England 12.15 GBP HOURLY Today

Be involved in a varied role, working across bar, restaurant, conference and room service facilities. Create great customer service and a friendly, welcoming

Tesco Colleague - Aberdare Superstore
Tesco Aberdare, Wales Today

Making decisions that are right for customers, delivering routines in store that meet the needs of customers at the right time.

Physiotherapist - Musculoskeletal Physiotherapy
Herefordshire and Worcestershire Health and Care NHS Trust Worcester, England 35392 - 42618 GBP ANNUAL Today

This is an exciting full time, permanent static position in the field of musculoskeletal practice, which will serve as an ideal opportunity for anyone wanting

Social Media Manager
Born Social London, England 29400 - 35700 GBP ANNUAL Today

Copywriting: acting as the voice across the brand channels, writing copy across community responses as well as for captions on our social posts.

plumber
Aster Group Weymouth, England 36064 - GBP ANNUAL Today

plumber Weymouth, England

We are...