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Investment Bank

253426BR

London

Full Time

Are you aware of the importance of an effective control framework? Do you thrive in a dynamic and collaborative environment? We're looking for someone like that to:
– be part of our Client Asset Protection team in London
– be responsible for a suite of controls aimed at ensuring ongoing compliance with the FCA's CASS sourcebook
– work with a range of stakeholders to ensure front-to-back CASS processes are achieving their objectives
– be responsible for running periodic reporting
– take responsibility for appropriate escalation and coordinate resolutions with relevant parties
– collaborate effectively with partner functions to enhance processes and eliminate recurring issues / exceptions

You’ll be working in the Client Asset Protection team in London, which is an Operations function within the Investment Bank. We are a control function that owns a suite of Client Asset Protection controls and processes which are primarily focused on maintaining documentation and records to ensure the firm is CASS compliant. Part of a wider CASS Oversight team, the role is crucial to successfully maintaining adequate protection for our clients' assets.

You have:
– a good understanding of financial markets, products and processes
– some familiarity and knowledge of Client Asset Protection
– a clear communication style
– the ability to identify root causes of issues and drive/ implement changes as required
– an awareness of when to escalate
– a pragmatic "can do" attitude
– an innovative approach to solving day-to-day process problems

You are:
– able to take ownership of the design and operating effectiveness of key controls and processes
– highly responsible, self-motivated, efficient and able to work under pressure
– proactive, driven and possess good attention to detail
– a dedicated team player and able to collaborate across functions to deliver results

• LI-GB

UBS is the world’s largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?

At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.